Sales Procedure Guide
3.0 // Dealer Sales Procedures
Sales Procedure Guide
3.0 // Dealer Sales Procedures
As regulated firms in the distribution chain, we must each ensure we meet our regulatory requirements and deliver good customer outcomes. Evolution requires all approved introducers to adhere to a set of minimum standards and requirements, and we will ask each firm to complete a questionnaire at least annually to attest to this.
This section of the guide will cover the essential regulatory requirements, what you must have in place and how we can support you where needed.
This section is not a comprehensive summary of all your regulatory requirements or contractual obligations to Evolution Funding Limited.