1.0Evolution Fundinghttps://www.evolutionfunding.com/publicMartin Stephensonhttps://www.evolutionfunding.com/public/news/author/wp-admin-martin/rich600338<blockquote class="wp-embedded-content" data-secret="8gffi25KdY"><a href="https://www.evolutionfunding.com/public/sales-procedure-guide/communication-with-the-regulator/">3.11 Communication with the regulator</a></blockquote><iframe sandbox="allow-scripts" security="restricted" src="https://www.evolutionfunding.com/public/sales-procedure-guide/communication-with-the-regulator/embed/#?secret=8gffi25KdY" width="600" height="338" title="“3.11 Communication with the regulator” — Evolution Funding" data-secret="8gffi25KdY" frameborder="0" marginwidth="0" marginheight="0" scrolling="no" class="wp-embedded-content"></iframe><script> /*! This file is auto-generated */ !function(d,l){"use strict";l.querySelector&&d.addEventListener&&"undefined"!=typeof URL&&(d.wp=d.wp||{},d.wp.receiveEmbedMessage||(d.wp.receiveEmbedMessage=function(e){var t=e.data;if((t||t.secret||t.message||t.value)&&!/[^a-zA-Z0-9]/.test(t.secret)){for(var s,r,n,a=l.querySelectorAll('iframe[data-secret="'+t.secret+'"]'),o=l.querySelectorAll('blockquote[data-secret="'+t.secret+'"]'),c=new RegExp("^https?:$","i"),i=0;i<o.length;i++)o[i].style.display="none";for(i=0;i<a.length;i++)s=a[i],e.source===s.contentWindow&&(s.removeAttribute("style"),"height"===t.message?(1e3<(r=parseInt(t.value,10))?r=1e3:~~r<200&&(r=200),s.height=r):"link"===t.message&&(r=new URL(s.getAttribute("src")),n=new URL(t.value),c.test(n.protocol))&&n.host===r.host&&l.activeElement===s&&(d.top.location.href=t.value))}},d.addEventListener("message",d.wp.receiveEmbedMessage,!1),l.addEventListener("DOMContentLoaded",function(){for(var e,t,s=l.querySelectorAll("iframe.wp-embedded-content"),r=0;r<s.length;r++)(t=(e=s[r]).getAttribute("data-secret"))||(t=Math.random().toString(36).substring(2,12),e.src+="#?secret="+t,e.setAttribute("data-secret",t)),e.contentWindow.postMessage({message:"ready",secret:t},"*")},!1)))}(window,document); //# sourceURL=https://www.evolutionfunding.com/public/wp-includes/js/wp-embed.min.js </script> https://www.evolutionfunding.com/public/wp-content/uploads/2022/07/Meta-Generic-EVF.png895895Communication with the Regulator The FCA’s Principle 11 states that:“A firm must deal with its regulators in an open and cooperative way, and must disclose to the FCA appropriately anything relating to the firm of which that regulator would reasonably expect notice.”​ We expect our dealer to abide by this, including: Submitting all required regulatory returns accurately […]